分类： 注册金融分析师（CFA）资格认证考试

特许金融分析师（CFA）考试第一级中文学习精要上下册PDF下载

PDF影印格式，特许金融分析师（CFA）考试第一级中文学习精要上下册。

CFA经典教科书-International Investments国际投资学（第5版）下载

2009年CFA考试一级原版书题目汇总PDF文件下载

包含7个PDF文件：PRACTICE 09_CFA_level_1 Book1 Ethical Professional standards and Quantitative Methods.pdf、PRACTICE 09_CFA_level_1 Book1 Total.pdf、PRACTICE 09_CFA_level_1 Book2 Economics.pdf、PRACTICE 09_CFA_level_1 Book3 Financial Reporting And Analysis.pdf、PRACTICE 09_CFA_level_1 Book4 Corporate Finance and Portfolio Management.pdf、PRACTICE 09_CFA_level_1 Book5 Equity and Fix Income.pdf、PRACTICE 09_CFA_level_1 Book6 Derivatives and Alternative Investments.pdf

总价格155，也可单个交易，价格45元/个。

CFA考试资料 – 2008 Schweser study notes Book 1.pdf～2008 Schweser Book 3.pdf下载

The topical coverage corresponds with the following CFA Institute assigned reading:
13. Elasticity
The candidate should be able to:
a. calculate and interpret the elasticities of demand (price elasticity, cross elasticity, income
elasticity) and the elasticity of supply, and discuss the factors that influence each measure. (page 9)
b. calculate elasticities on a straight-line demand curve, differentiate among elastic, inelastic, and
unit elastic demand and describe the relation between price elasticity of demand and total
revenue. (page 15)
The topical coverage corresponds with the following CFA Institute assigned reading:
14. Efficiency and Equity
The candidate should be able to:
a. explain allocative efficiency, marginal benefit and marginal cOSt, and demonstrate why the
efficient quanti ty occurs where marginal benefi t equals marginal cost. (page 20)
b. distinguish between the price and the value of a product and explain the demand curve and
consumer surplus. (page 21)
c. distinguish between the COSt and the price of a product and explain the supply curve and producer
surplus. (page 23) .
d. discuss the relationship between consumer surplus, producer surplus, and equilibrium. (page 23),
e. explain 1) how efficient markets ensure optimal resource utilization and 2) the obstacles to
efficiency and the resulting underproduction or overproduction, including the concept of
deadweight loss. (page 24)
f. explain the two groups of ideas about the fairness principle (utilitarianism and the symmetry
principle) and discuss the relation between fairness and efficiency. (page 27)

CFA考试资料 – CPA考试资料 – 2008 Schweser study notes Book 4.pdf～Book 6.pdf下载

The topicaL coverage corresponds with the foLLowing CFA Institute assigned reading:
Capital Budgeting
The candidate should be able to:
a. explain the capital budgeting process, including the typical steps of the process, and distinguish among
the various categories of capital projects. (page 9)
b. discuss the basic principles of capital budgeting, including the choice of the proper cash flows and
determining the proper discount rate. (page 11)
c. explain how the following project interactions affect the evaluation of a capital project:
(1) independent versus mutually exclusive projects, (2) project sequencing, and (3) unlimited funds
versus capital rationing. (page 12)
d. calculate and interpret the results using each of the (ollowing methods to evaluate a single capital
project: net present value (NPV), internal rate of return (IRR), payback period, discounted payback
period, average accounting rate of return (AAR) , and profitability index (PI). (page 12)
e. explain the NPV profde, compare and contrast the NPV and IRR methods when evaluating
independent and mutually exclusive projects, and describe the problems that can arise when using an
IRR. (page 20)
f. describe and account for the relative popularity of the various capital budgeting methods, and explain
the relation between NPV and company value and stock price. (page 23)
The topicaL coverage corresponds with the foLLowing CFA Institute assigned reading:
Cost of Capital
The candidate should be able to:
a. calculate and interpret the weighted average cost of capital (WACC) of a company. (page 33)
b. describe how taxes affect the cost of capital from different capital sources. (page 33)
c. describe alternative methods of calculating the weights used in the weighted average cost of capital,
including the use of the company’s target capital structure. (page 35)
d. explain how the marginal cost of capital and the investment opportunity schedule are used to
determine the optimal capital budget. (page 36)
e. explain the marginal COSt of capital’s role in determining the net present value of a project. (page 37)
f. calculate and interpret the cost of fixed rate debt capital using the yield-co-maturity approach and the
debt-rating approach. (page 38)
g. calculate and interpret the cost of noncallable, nonconvertible preferted stock. (page 38)

金融分析师（CFA）资格认证一级考试教材下载

金融分析师（CFA）资格认证一级考试共六本教材（含五本教材和一本习题集，共200多M）。

也可单本下载，55元/每本。

特许金融分析师（CFA）全部考试大纲

包含18个STUDY SESSION

The readings in this study session present a framework for ethical conduct in
the investment profession by focusing on the CFA Institute Code of Ethics and
Standards of Professional Conduct as well as the Global Investment Performance
Standards (GIPS®).
The principles and guidance presented in the CFA Institute Standards of
Practice Handbook (SOPH) form the basis for the CFA Institute self-regulatory
program to maintain the highest professional standards among investment
practitioners. “Guidance” in the SOPH addresses the practical application of the
Code of Ethics and Standards of Professional Conduct. The guidance reviews the
purpose and scope of each standard, presents recommended procedures for
compliance, and provides examples of the standard in practice.
The Global Investment Performance Standards (GIPS) facilitate efficient
comparison of investment performance across investment managers and country
borders by prescribing methodology and standards that are consistent with a clear
and honest presentation of returns. Having a global standard for reporting
investment performance minimizes the potential for ambiguous or misleading
presentations.
READING ASSIGNMENTS
Reading 1 Code of Ethics and Standards of Professional Conduct
Standards of Practice Handbook, Ninth Edition
Reading 2 “Guidance” for Standards I-VII
Standards of Practice Handbook, Ninth Edition

LEARNING OUTCOMES
Reading 1: Code of Ethics and Standards of Professional Conduct
The candidate should be able to:
a. describe the structure of the CFA Institute Professional Conduct Program and the
process for the enforcement of the Code and Standards;
b. state the six components of the Code of Ethics and the seven Standards of
Professional Conduct;
c. explain the ethical responsibilities required by the Code and Standards, including
the multiple sub-sections of each Standard.
Reading 2: “Guidance” for Standards I-VII
The candidate should be able to:
a. demonstrate a thorough knowledge of the Code of Ethics and Standards of
Professional Conduct by applying the Code and Standards to situations involving
issues of professional integrity;
b. distinguish between conduct that conforms to the Code and Standards and
conduct that violates the Code and Standards;
c. recommend practices and procedures designed to prevent violations of the Code
of Ethics and Standards of Professional Conduct.
Reading 3: Introduction to the Global Investment Performance

特许金融分析师（CFA）常用辞典

包含CFA词典.pdf CFA官方道德职业规范和行为准则（中文版）.pdf CFA字典.pdf 财务术语的中英对照.doc 简明经济学辞典.pdf

CFA会员(包括特许金融分析师(CFA)特许状持有人)和CFA考生（“会员和考生”）必须：
坚持正直、胜任、勤奋、尊重的做事原则，以合
乎职业道德的方式对待投资行业内的公众、客
户、潜在客户、雇主、雇员、同事以及其他全球
资本市场的参与者。
将投资行业的诚信和客户的利益置于个人利益之
上。
进行投资分析、提供投资建议、采取投资行动和
执行其他专业活动时，应保持合理的谨慎，做出
独立的职业判断。
履行并鼓励其他人履行职业道德规范，彰显其自
身和行业的信誉。
提升资本市场信誉，支持资本市场管理条例。
保持和提高专业胜任能力，努力保持和提高在其
他投资行业的专业胜任能力。

A:
A share Ａ股；甲类股份
abatement of tax 减税；减扣免税额
ABN AMRO Bank N.V. 荷兰银行
above-the-line expenditure 线上项目支出； 经常预算
支出
above-the-line receipt 线上项目收入； 经常预算收入
ABSA Asia Limited 南非联合亚洲有限公司
absolute change 绝对数值变更
absolute expenditure 实际开支
absolute guideline figure 绝对准则数字
absolute interest 绝对权益
absolute order of discharge 绝对破产解除令
absolute profit margin 绝对利润幅度
absolute value 实值；绝对值
absolutely vested interest 绝对既得权益
absorbed cost 已吸收成本；已分摊成本
absorption 吸收；分摊；合并
absorption rate 吸收率；摊配率；分摊率
ACB Finance Limited 亚洲商业财务有限公司
acceptable form of reciprocity 合理的互惠条件
acceptable rate 适当利率；适当汇率
acceptance agreement 承兑协议
acceptance for honour 参加承兑
acceptor 承兑人；接受人；受票人
acceptor for honour 参加承兑人
accident insurance 意外保险
Accident Insurance Association of Hong Kong 香港
意外保险公会

2008特许金融分析师（CFA）一级、二级、三级考试大纲

Study Session 2
Using examples and case studies, the readings in this study session show the
use of the CFA Institute Code of Ethics and Standards of Professional
Conduct as a body of principles for ethical reasoning and decision making. The
readings serve as effective aids in understanding and internalizing the values and
standards presented in the CFA Institute Standards of Practice Handbook. By
applying the Code and Standards to case study conflicts, the candidate will gain
experience identifying and explaining fundamental principles of conduct, which
then become tools for dealing with real world challenges.
The Asset Manager Code of Professional Conduct uses the basic tenets of the
CFA Institute Code of Ethics and Standards of Professional Conduct to establish
ethical and professional standards for firms managing client assets. The Asset
Manager Code of Professional Conduct also extends the Code and Standards to
address investment management firm practices regarding trading, compliance,
security pricing, and disclosure.
Reading 3: Ethics in Practice
The candidate should be able to:
a. summarize the ethical responsibilities required by each of the six provisions of the
Code of Ethics and the seven categories of the Standards of Professional Conduct;
b. interpret the Code of Ethics and Standards of Professional Conduct in situations
involving issues of professional integrity and formulate corrective actions where
appropriate.

2007年特许金融分析师（CFA）一级培训习题-6组MOCK EXAM

MOCK EXAM 23、MOCK EXAM 24、MOCK EXAM 25、MOCK EXAM 26、MOCK EXAM 27、MOCK EXAM 28，含答案

QUESTIONS 1 TROUGH 18 RELATE TO ETHICAL AND PROFESSIONAL STANDARDS AND ARE ALLOCATED 27 MINUTES.
1.
Correct answer: D
demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations presenting multiple issues of questionable conduct.
Selective disclosure occurs when companies discriminate in making material nonpublic information public. Selective disclosure raises insider trading concerns.

2.
Correct answer: B
demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations presenting multiple issues of questionable conduct.
There is nothing to suggest that Wong does not have a reasonable basis for his conclusion related to Nolvec. However, by delaying the revision of his recommendation so that his brother can buy shares at a lower price, he has violated the CFA Institute Standards relating to duty to client, duty to employer, and priority of transactions.

3.
Correct answer: A
demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations presenting multiple issues of questionable conduct.
Trading on the information is restricted as it relates to a tender offer; it is clearly material, nonpublic information. Tender offer (中文意思是“要约收购”)is the bid for buying the stock, which is the material information.

4.
Correct answer: D
demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations presenting multiple issues of questionable conduct.
Members should disclose all matters that reasonably could be expected to impair the member’s objectivity.

5.
Correct answer: B